Services

Regulatory Reviews

We conduct thorough reviews of all federal regulations related to consumer compliance, as well as perform independent testing for BSA/AML. Some regulations are assessed individually, while others are grouped by product for efficiency. We can tailor the review process to suit your specific needs. Most clients opt for one to four week-long reviews, depending on their resources and risk profile.

Regulatory Compliance Reviews
Comprehensive Fair Lending Analysis
Compliance Management System Reviews
HMDA Data Analysis
Loan & Deposit Operations Program Reviews
BSA/AML Independent Testing
And much more… Click the link to see our full list

Regulations We Cover

Consulting

We collaborate with some review clients to provide offsite support. You can email us your compliance and BSA-related questions, and we will offer answers to your complex inquiries. In situations with gray areas, we draw on our extensive compliance and examiner experience to equip you with the insights needed to make informed decisions.

Answering Your Compliance Questions
Providing Offsite Support
Giving You Resources
Serving As Your Compliance Expert

Training & Speaking

We offer training on a range of regulations customized to meet your specific requirements. Furthermore, we speak at conventions, banker groups, and state banking agencies to share our industry expertise. Additionally, we write articles for the banking sector.

Conference Keynote Speaking
Panel & Breakout Sessions
Group Employee Training
School & Seminar Training
Local Compliance Group Presentations

If you are interested in having us speak at your event, please fill out your information on our contact page.

Contact

“The level of knowledge and experience Tory provides in the services he offers is unmatched. His one-on-one training with our compliance and audit staff was the most valuable and applicable we have ever received. Tory was not only professional, but a pleasure to work with.”

Cara D.Compliance Officer

“Tory is a very sharp compliance person with an attention to detail. He has a passion for compliance and is able to translate it to easily-understood and practical form for bankers to understand.”

Chris B.Compliance Officer

“Tory brings a wealth of information and solutions. Two specific areas of expertise are Fair Lending and Community Reinvestment Act – expert resources for these areas are not easy to find.”

Becky T.Internal Auditor

“Tory is a great communicator. He puts people at ease working through questions to arrive at the best solution.”

Stephanie J.Internal Auditor